Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
ADAM JAMES COLOMBOM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-12-2016
Alberto FernandezM Holdings Securities, Inc.LPL Financial LLC01-25-2019
Allan GoldsteinM Holdings Securities, Inc.Kestra Investment Services, LLC$50003-30-2009
Anthony Eugene BareM Holdings Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC11-11-2019
Brandon Robert AllainM Holdings Securities, Inc.AXA Advisors, LLC12-09-2019
Brian Philip BeckerM Holdings Securities, Inc.Becker & Suffern, Ltd.$25010-28-2009
Brian Quinn ColemanM Holdings Securities, Inc.Key Investment Services LLC$25008-26-2014
Brian Thomas MurphyM Holdings Securities, Inc.Umpqua Investments, Inc.$50006-03-2014
Clifford Albert MaasM Holdings Securities, Inc.Cozad Asset Management Inc09-01-2009
Gregory Edward ShulmanM Holdings Securities, Inc.KB Financial Partners, LLC$50002-22-2012
Howard H. ChengM Holdings Securities, Inc.Cetera Advisor Networks LLC10-16-2015
Jeffrey Lowell CampsM Holdings Securities, Inc.Signator Investors, Inc.$50005-09-2016
Jill Miyaguchi KashiwagiM Holdings Securities, Inc.Financial Advocates Investment Management08-21-2017
Joshua Baribefe NyoneM Holdings Securities, Inc.Pinnacle Wealth Advisors11-10-2009
Juan Roberto RuizM Holdings Securities, Inc.Pruco Securities, LLC.07-25-2019
Kelly Scott FongM Holdings Securities, Inc.Cetera Advisor Networks LLC10-16-2015
Matthew Ross SweatM Holdings Securities, Inc.NYLIFE Securities LLC10-25-2013
Melanie Lynnae CarpenterM Holdings Securities, Inc.LPL Financial LLC$10009-19-2016
Michael Douglas BrockerM Holdings Securities, Inc.Securian Financial Services, Inc.$15004-01-2009
Polly White CordleM Holdings Securities, Inc.M Holdings Securities, Inc.04-25-2016
Richard Johnson Chaffee Jr.M Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC$10010-01-2009
Ryan Michael MohrM Holdings Securities, Inc.Thrivent Investment Management Inc.11-27-2013
Sharon Denise GerlachM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11004-24-2019
Tony YuM Holdings Securities, Inc.Lincoln Financial Securities Corporation12-01-2015
Travis Steven McCurryM Holdings Securities, Inc.MML Investors Services, LLC11-01-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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