Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tari Leigh KinatederMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-11-2012
Dione Esther YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.09-18-2015
Awbrey Rose GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-26-2018
Andrew J. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-04-2013
John Duncan PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-30-2012
Trevor Alexander RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-30-2012
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Douglas Alan GodfreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBradley Wealth Management, LLC06-22-2016
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
Casey A McCrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-19-2010
Christopher Andrew HatfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRI Securities, LLC05-23-2011
Joseph Dennis McLaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-02-2015
Maro Artemio PazMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.$1409-27-2019
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
Thomas W Elrod Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-01-2014
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-18-2012
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-08-2010
Theodore Peter AnagnosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-04-2010
Jeffrey Michael PisanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5003-05-2010
Joshua D FrankelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2009
Mark Edward BurfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-22-2009
Larry Leon Hyatt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5009-09-2016
Simon Oliver BeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-21-2015
Michael Adam RenteriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-14-2015
Kyle Norman RuggMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-14-2013
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.