Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward BurfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-22-2009
Steven Carlon Burch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
William Woosung KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2009
SCOTT EVERETT SANDERSMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services Advisors, Inc08-19-2009
Joshua D FrankelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2009
Dustin Michael RueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-17-2009
Douglas M JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-15-2010
Jeffrey Michael PisanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-05-2010
Casey A MccrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2503-19-2010
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Theodore Peter AnagnosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-04-2010
William D SwancuttMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$2510-06-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5010-08-2010
Daniel John AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-15-2010
David Chaim KirchfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-10-2011
Blake W ParrishMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2011
Shane Anthony GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$105-16-2011
Christopher Andrew HatfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRI Securities, LLC05-23-2011
Andrew Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$2507-18-2011
Bryan A BetitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPhillips & Company08-08-2011
Jeffery A. TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-30-2011
Tari Leigh KinatederMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-11-2012
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2007-18-2012
William A PonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSouth Valley Wealth Management08-21-2012
Trevor Alexander RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-30-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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