Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew J LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-04-2013
Andrew R SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-18-2011
Anna E BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.08-21-2018
Anthony Christopher RueMerrill Lynch, Pierce, Fenner & Smith Incorporatedtru Independence Asset Management, LLC10-15-2019
Awbrey Rose GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-26-2018
Brandon A PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Brendan David FlohrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2019
Cara Joanne PartchMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Casey A MccrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2503-19-2010
Charles Robert Doucette JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.11-28-2016
Christian Erik CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.02-24-2017
Cory HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedDelco Investment Advisors, LLC$10001-09-2012
David R SpurrMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.09-08-2014
Deborah H LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-29-2011
Debra Lynne BartolMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC$10005-10-2017
Douglas JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-15-2010
Francisco MarquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2007-18-2012
Gregory C SoergelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-15-2010
Irina Sergeyevna PackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJourney Tree Financial Planning & Investments12-16-2019
Jason Lee McmurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC12-05-2016
Jeffery A TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2011
John Robert SteinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-25-2011
Justin James PikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-16-2015
Kevin Donald RobertsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Sandler & Co.01-23-2013
Next Page »

Showing 1 to 25 of 47 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.