Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Earl MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2020
Irina Sergeyevna PackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJourney Tree Financial Planning & Investments12-16-2019
Brendan David FlohrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2019
Awbrey Rose GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-26-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
Anna E. BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.08-21-2018
Lindsey Taylor SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.07-16-2018
Brandon A. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Tiffany Marie DarstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-29-2017
Dana John LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc08-18-2017
Francisco Marquez MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Rex Sean RitterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.03-10-2017
Timothy Patrick ChapmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2017
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
Christian Erik CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.02-24-2017
Jason L McMurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC12-05-2016
Storm Leigh MaxeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-07-2016
David Joseph TariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2016
Douglas Alan GodfreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBradley Wealth Management, LLC06-22-2016
Joseph Dennis McLaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-02-2015
Dione Esther YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.09-18-2015
Lee J. FamularoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-26-2015
Simon Oliver BeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-21-2015
Charles GiaquintoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMKG Financial Group, Inc.08-10-2015
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.