Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christian, Jeffrey Krum, Brian HefeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedDynasty Financial Partners$70003-04-2014
Stuart Gordon JohnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$50010-07-2016
Larry Leon Hyatt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$50009-09-2016
Jeffrey Michael PisanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50003-05-2010
SCOTT EVERETT SANDERSMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services Advisors, Inc$50008-19-2009
Mark Edward BurfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50006-22-2009
Kraig Kerr, Michael LarleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$35004-30-2015
Jane Drew, Katherine DrewMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$27808-07-2015
Andrew Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$25007-18-2011
Daniel John AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-15-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25010-08-2010
William D. SwancuttMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$25010-06-2010
Casey A McCrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25003-19-2010
Matthew Fields, Tonya NicholsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co.$17006-28-2012
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$15002-27-2017
Mike Clancy, Brad Anderson, Steve BurchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15006-18-2012
Jane Elizabeth DrewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-15-2010
Oliver Reinhard CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-15-2010
Joseph Edward OpsahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2009
Maro Artemio PazMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.$14009-27-2019
Tiffany Marie DarstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$10008-29-2017
Tami Sue GourleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-18-2013
Sheri Lynne GunnariMerrill Lynch, Pierce, Fenner & Smith IncorporatedPiper Jaffray Investment Management, LLC$10012-19-2012
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10007-18-2012
Jeffery A. TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-30-2011
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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