Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
Tyler Jay ChurchMorgan StanleyFirst Republic Securities Company, LLC05-03-2016
Jeffrey Alan MazerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2015
Robert John Varnum Jr.Morgan StanleyD.A. Davidson & Co.02-06-2015
Amanda Zoe ColemanMorgan StanleyNorthwestern Mutual Investment Services, LLC05-30-2014
Spencer John FrenchMorgan StanleyJ.P. Morgan Securities LLC04-17-2014
Richard Wesley Fisher Jr.Morgan StanleyWaddell & Reed04-01-2014
Bradley Robert BoylMorgan StanleyTD Ameritrade Investment Management, LLC02-14-2014
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.$5002-14-2014
Kyle Richard HunterMorgan StanleyUmpqua Investments, Inc.$5009-12-2013
Douglas Monroe CarlMorgan StanleyRBC Capital Markets, LLC08-23-2013
Kristin E TorresMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-08-2013
Timothy Kenneth TankMorgan StanleySII Investments, Inc.$2507-16-2013
Richard Wayne PersingerMorgan StanleyAXA Advisors, LLC05-13-2013
Paula C JorgensenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2013
Andrew J. KalpakisMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Mark Bruce RichanbachMorgan StanleyWells Fargo Clearing Services, LLC$10011-02-2012
Michael Taylor HurleyMorgan StanleyGeneos Wealth Management, Inc.$1,00010-15-2012
Kent Alan RudisillMorgan StanleyPiper Jaffray Investment Management, LLC09-05-2012
Kristopher Jon MorrisonMorgan StanleyRBC Capital Markets, LLC06-01-2012
Michael J MinerviniMorgan StanleyRBC Capital Markets, LLC$2503-16-2012
Duane K HoffingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Gene Allen SwanMorgan StanleyWells Fargo Clearing Services, LLC01-11-2012
James Robert KurtzMorgan StanleyUBS Financial Services Inc.11-04-2011
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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