Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan James Vander KleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Michelle Renae PowlisonMorgan StanleyEdward Jones11-13-2009
Lonnie Eugene GieberMorgan StanleyFinancial Partner Network, LLC12-11-2009
Ray Allen CoxMorgan StanleyUBS Financial Services Inc.$10001-06-2010
Anthony Hurlbut FisherMorgan StanleyUBS Financial Services Inc.03-19-2010
Mark Eric ChampionMorgan StanleyPiper Jaffray Investment Management, LLC06-28-2010
Suzan Elizabeth ElderMorgan StanleyMorgan Stanley08-23-2010
John William GivensMorgan StanleyUBS Financial Services Inc.$5008-27-2010
Jeffrey E RodgersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
Lonnie Kay TuckerMorgan StanleyEdward Jones09-16-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
John Howard EckelsMorgan StanleyBerthel, Fisher & Company Financial Services, Inc.02-03-2011
Richard Alan JonesMorgan StanleyRaymond James & Associates, Inc.04-12-2011
Ryan James EspingMorgan StanleyPhillips & Company05-10-2011
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Patrick N ArchibaldMorgan StanleyEdward Jones09-30-2011
James Robert KurtzMorgan StanleyUBS Financial Services Inc.11-04-2011
Gene Allen SwanMorgan StanleyWells Fargo Clearing Services, LLC01-11-2012
Duane Kenneth HoffingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Michael J MinerviniMorgan StanleyRBC Capital Markets, LLC$5003-16-2012
Kristopher Jon MorrisonMorgan StanleyRBC Capital Markets, LLC06-01-2012
Kent Alan RudisillMorgan StanleyPiper Jaffray Investment Management, LLC09-05-2012
Michael Taylor HurleyMorgan StanleyGeneos Wealth Management, Inc.10-15-2012
Mark Bruce RichanbachMorgan StanleyWells Fargo Clearing Services, LLC11-02-2012
Andrew J. KalpakisMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.