Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Mitchell AndersonMorgan StanleyRBC Capital Markets, LLC05-22-2017
Alicia M ItzainaMorgan StanleyWaddell & Reed03-26-2018
Amanda Zoe ColemanMorgan StanleyNorthwestern Mutual Investment Services, LLC05-30-2014
Andrew J. KalpakisMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Anthony Hurlbut FisherMorgan StanleyUBS Financial Services Inc.03-19-2010
Bradley Robert BoylMorgan StanleyTD Ameritrade Investment Management, LLC02-14-2014
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Douglas Monroe CarlMorgan StanleyRBC Capital Markets, LLC$10008-23-2013
Duane Kenneth HoffingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Ellery Elizabeth BarneyMorgan StanleyCetera Advisor Networks LLC09-26-2017
Gene Allen SwanMorgan StanleyWells Fargo Clearing Services, LLC01-11-2012
James Robert KurtzMorgan StanleyUBS Financial Services Inc.11-04-2011
Jeffrey E RodgersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
Jennifer Elizabeth SchilterMorgan StanleyAmeriprise Financial Services, LLC03-18-2013
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
John Howard EckelsMorgan StanleyBerthel, Fisher & Company Financial Services, Inc.02-03-2011
John Thomas NicolausMorgan StanleyCUSO Financial Services, L.P.05-26-2020
John William GivensMorgan StanleyUBS Financial Services Inc.$5008-27-2010
Justin Michael LippincottMorgan StanleyUBS Financial Services Inc.07-02-2018
Kent Alan RudisillMorgan StanleyPiper Jaffray Investment Management, LLC09-05-2012
Kristin Elise HannemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2013
Kristopher Jon MorrisonMorgan StanleyRBC Capital Markets, LLC06-01-2012
Kyle Richard HunterMorgan StanleyUmpqua Investments, Inc.09-12-2013
Laura L. Thompson-BallMorgan StanleyEdward Jones08-22-2016
Lonnie Eugene GieberMorgan StanleyFinancial Partner Network, LLC12-11-2009
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.