Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Thomas CroftsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alan Robert LyonsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Andrew George Rounsavelle CarterMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barbara Jean HutchinsonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bonnie G HaslettMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bradley Everett HomeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Brent Douglas HighbergerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Brian David CurrierMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian David SchulerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Gene JohnsonMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Bruce Russell HoloubekMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Caryn Heather AllesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christine Marie Schroeder-FainMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Thomas LinkhornMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Alan PriceMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Carlton Grove IIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Davida A. WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dennis Michael CollinsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Donald Ivan ZabudskyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Douglas Alan MoshofskyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Douglas Edward StrandMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Douglas Paul MannenMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Eric James DulongMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gary Edward JohnstonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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