Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.$50002-14-2014
Kyle Richard HunterMorgan StanleyUmpqua Investments, Inc.$50009-12-2013
Kristin Elise HannemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-08-2013
Michael J MinerviniMorgan StanleyRBC Capital Markets, LLC$50003-16-2012
John William GivensMorgan StanleyUBS Financial Services Inc.$50008-27-2010
David Marshall, Gavin AmatoMorgan StanleyRobert W. Baird & Co.$40005-04-2011
Joel Blount, Larry Keudell, Mike MorrisonMorgan StanleyWells Fargo Advisors$36805-21-2012
Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke ReschMorgan StanleyWells Fargo Advisors$31105-02-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonMorgan StanleyRaymond James$30810-04-2013
Timothy Kenneth TankMorgan StanleySII Investments, Inc.$25007-16-2013
Mitchell Rask, Christopher Rask, Jane MillerMorgan StanleyWells Fargo Advisors$24404-17-2015
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20007-29-2011
Katherine Fisher-SchultzMorgan StanleyRaymond James$17301-04-2016
Jennifer Elizabeth SchilterMorgan StanleyAmeriprise Financial Services, Inc.$17203-18-2013
Robert John Varnum Jr.Morgan StanleyD.A. Davidson & Co.$15002-06-2015
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Roger MolatoreMorgan StanleyRBC Wealth Management$12202-10-2012
Lisa Turner, Micheal MurrowMorgan StanleyWells Fargo Advisors$10801-18-2013
Timothy StalsbergMorgan StanleyWells Fargo Advisors$10004-08-2016
Douglas Monroe CarlMorgan StanleyRBC Capital Markets, LLC$10008-23-2013
Paula C JorgensenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-10-2013
Mark Bruce RichanbachMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-02-2012
Michael Taylor HurleyMorgan StanleyGeneos Wealth Management, Inc.$10010-15-2012
Gene Allen SwanMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-11-2012
Patrick Norman ArchibaldMorgan StanleyEdward Jones$10009-30-2011
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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