Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Martin QuandtPaulson Investment Company LLCForesters Financial Services, Inc.08-10-2017
Robert John BostelmanPaulson Investment Company LLCLPL Financial LLC10-18-2016
Stanley Gene CoveyPaulson Investment Company LLCPennaluna & Company09-17-2015
John Robert WorrellPaulson Investment Company LLCPennaluna & Company09-15-2015
Timothy John MajorPaulson Investment Company LLCPennaluna & Company09-14-2015
Christopher Charles DegroatPaulson Investment Company LLCLPL Financial LLC09-02-2015
James Walter PiffPaulson Investment Company LLCFeltl & Company11-11-2014
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
Akil Jelani ChannerPaulson Investment Company LLCArchey & Co. Llc07-15-2013
Brad Harrington SeyfferPaulson Investment Company LLCAdvanced Equities, Inc.04-19-2013
Daniel James MancusoPaulson Investment Company LLCWells Fargo Clearing Services, LLC03-02-2012
Perry Louis Dulong Jr.Paulson Investment Company LLCUmpqua Investments, Inc.04-05-2011
Brent Wesley NormanPaulson Investment Company LLCUBS Financial Services Inc.02-04-2011
Louis Martin BaudendistelPaulson Investment Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2010
Dennis Ole TwengePaulson Investment Company LLCU.S. Bancorp Investments, Inc.05-28-2010
Douglas John MccaslinPaulson Investment Company LLCUBS Financial Services Inc.04-27-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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