Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas John MccaslinPaulson Investment Company LLCUBS Financial Services Inc.04-27-2009
Dennis Ole TwengePaulson Investment Company LLCU.S. Bancorp Investments, Inc.05-28-2010
Louis Martin BaudendistelPaulson Investment Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2010
Brent Wesley NormanPaulson Investment Company LLCUBS Financial Services Inc.02-04-2011
Perry Louis Dulong Jr.Paulson Investment Company LLCUmpqua Investments, Inc.04-05-2011
Daniel James MancusoPaulson Investment Company LLCWells Fargo Clearing Services, LLC03-02-2012
Brad Harrington SeyfferPaulson Investment Company LLCAdvanced Equities, Inc.04-19-2013
Akil Jelani ChannerPaulson Investment Company LLCArchey & Co. Llc07-15-2013
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
James Walter PiffPaulson Investment Company LLCFeltl & Company11-11-2014
Christopher Charles DegroatPaulson Investment Company LLCLPL Financial LLC09-02-2015
Timothy John MajorPaulson Investment Company LLCPennaluna & Company09-14-2015
John Robert WorrellPaulson Investment Company LLCPennaluna & Company09-15-2015
Stanley Gene CoveyPaulson Investment Company LLCPennaluna & Company09-17-2015
Robert John BostelmanPaulson Investment Company LLCLPL Financial LLC10-18-2016
Christopher Martin QuandtPaulson Investment Company LLCForesters Financial Services, Inc.08-10-2017

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.