Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Everett SandersPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-04-2018
David Kenneth NansonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$111-30-2017
Jason Alexander BrattPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$20011-30-2017
Frank Leigh BainPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5009-11-2015
Mark Leigh BainPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$2509-11-2015
Bryan William WiepertPurshe Kaplan Sterling InvestmentsU.S. Bancorp Investments, Inc.04-30-2015
Gregory Allen BaldwinPurshe Kaplan Sterling InvestmentsFSIC$101-02-2015
Michael Warren LongPurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$2508-06-2014
Christopher Andrew HatfieldPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Stephen Robert AltmanPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-04-2012
Todd Anthony GescherPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-04-2012
Jason David HerberPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Michael Brett DavisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
David Stuart InmanPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC01-03-2012
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley$2507-02-2009
Benjamin Stuart BrainardPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC$2503-27-2009
Douglas Eugene StonePurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC$5003-27-2009
Mark Dennis FadlingPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC$103-27-2009

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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