Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-28-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$15003-02-2016
Reese Alsop ShepardRBC Capital Markets, LLCMorgan Stanley$15003-02-2016
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$5010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.$15010-29-2015
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$15009-17-2015
Janice Colgate WrightRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15007-29-2015
Richard Cain MenchRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Christopher Paul HaddonRBC Capital Markets, LLCTransamerica Investors Securities Corporation$15003-31-2014
Roger Michael MolatoreRBC Capital Markets, LLCMorgan Stanley$10002-10-2012
Penny Katherine MandellRBC Capital Markets, LLCSummit Creek Capital LLC02-09-2012
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$10009-23-2010
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.$106-11-2010
William Wallace MccraeRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley$5001-15-2010
Lindsay Michelle KrivoshaRBC Capital Markets, LLCMorgan Stanley12-08-2009
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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