Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jane Lee HoseltonRBC Capital Markets, LLCRBC Capital Markets, LLC$15004-17-2020
Ryan Patrick DwyerRBC Capital Markets, LLCNuveen Securities, LLC$5001-07-2020
Landra Lilly MacyRBC Capital Markets, LLCCentaurus Financial, Inc.10-31-2019
Andrew Wilson McWilliamsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2019
Geoffrey Francis HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20010-25-2019
Julie Christine SkinnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Corina Starr HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Charlene Ruth NobleRBC Capital Markets, LLCMorgan Stanley08-07-2017
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
Reese Alsop ShepardRBC Capital Markets, LLCMorgan Stanley$2503-02-2016
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$5003-02-2016
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$2509-17-2015
Richard Cain MenchRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Janice Colgate WrightRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Raymond Peter OzyjowskiRBC Capital Markets, LLCPacific Crest Securities LLC04-15-2013
Roger Michael MolatoreRBC Capital Markets, LLCMorgan Stanley$15002-10-2012
Penny Katherine MandellRBC Capital Markets, LLCSummit Creek Capital LLC02-09-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.