Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Landra Lilly MacyRBC Capital Markets, LLCCentaurus Financial, Inc.10-31-2019
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.02-04-2009
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$2509-17-2015
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Charlene Ruth NobleRBC Capital Markets, LLCMorgan Stanley08-07-2017
Reese Alsop ShepardRBC Capital Markets, LLCMorgan Stanley$2503-02-2016
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$5003-02-2016
Roger Michael MolatoreRBC Capital Markets, LLCMorgan Stanley$15002-10-2012
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$5009-23-2010
John Cronin MenefeeRBC Capital Markets, LLCMorgan Stanley$5001-15-2010
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley$15001-15-2010
Lindsay Michelle KrivoshaRBC Capital Markets, LLCMorgan Stanley12-08-2009
John Robert TaylorRBC Capital Markets, LLCMorgan Stanley & Co. LLC$5005-22-2009
Curtis Wallace FaulknerRBC Capital Markets, LLCMorgan Stanley & Co. LLC02-05-2009
Elizabeth A. HoefleRBC Capital Markets, LLCMorgan Stanley & Co. LLC02-05-2009
Ryan Patrick DwyerRBC Capital Markets, LLCNuveen Securities, LLC$5001-07-2020
Raymond Peter OzyjowskiRBC Capital Markets, LLCPacific Crest Securities LLC04-15-2013
Jane Lee HoseltonRBC Capital Markets, LLCRBC Capital Markets, LLC$15004-17-2020
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
Penny Katherine MandellRBC Capital Markets, LLCSummit Creek Capital LLC02-09-2012
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.