Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Jacquelene Nicole HallRBC Capital Markets, LLCUBS Financial Services Inc.10-29-2015
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Curtis Wallace Faulkner, Elizabeth A. HoefleRBC Capital Markets, LLCMorgan Stanley & Co. LLC02-05-2009
Richard A SorensonRBC Capital Markets, LLCUBS Financial Services Inc.02-03-2009
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$2509-17-2015
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$5003-02-2016
Richard Cain MenchRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Janice Colgate WrightRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-29-2015
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$5009-23-2010
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.$5002-04-2009
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
Edward James Murphy IIIRBC Capital Markets, LLCUBS Financial Services Inc.$10010-29-2015
Roger Michael MolatoreRBC Capital Markets, LLCMorgan Stanley$15002-10-2012
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley$15001-15-2010
Marcia Marie Moore-Hull, Christopher Acheson, Christopher Peter KlavinsRBC Capital Markets, LLCUBS Financial Services Inc.$15004-09-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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