Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Brooke Laurel Riemer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | — | 05-23-2019 |
| Stephen John Schor | RBC Capital Markets, LLC | D.A. Davidson & Co. | — | 03-18-2019 |
| Brooke Christine Johnsen | RBC Capital Markets, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 06-05-2017 |
| Jacquelene Nicole Hall | RBC Capital Markets, LLC | UBS Financial Services Inc. | — | 10-29-2015 |
| Steven Arthur Rapf | RBC Capital Markets, LLC | UBS Financial Services Inc. | — | 06-25-2010 |
| Charles Henry Putney | RBC Capital Markets, LLC | UBS Financial Services Inc. | — | 06-11-2010 |
| Curtis Wallace Faulkner, Elizabeth A. Hoefle | RBC Capital Markets, LLC | Morgan Stanley & Co. LLC | — | 02-05-2009 |
| Richard A Sorenson | RBC Capital Markets, LLC | UBS Financial Services Inc. | — | 02-03-2009 |
| Peter William Spiekerman | RBC Capital Markets, LLC | D.A. Davidson & Co. | $25 | 09-17-2015 |
| Erik Allan Tobiason | RBC Capital Markets, LLC | Morgan Stanley | $50 | 03-02-2016 |
| Richard Cain Mench | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $50 | 07-29-2015 |
| Janice Colgate Wright | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $50 | 07-29-2015 |
| Kevin Charles Morrice | RBC Capital Markets, LLC | Morgan Stanley | $50 | 09-23-2010 |
| Todd Greaves Bosworth | RBC Capital Markets, LLC | Citigroup Global Markets Inc. | $50 | 02-04-2009 |
| George Alan Riemer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $80 | 05-23-2019 |
| Roger Eugene Vlach | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $96 | 05-23-2019 |
| Jeremy Rogue Vlach | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-23-2019 |
| Tonya Ruth Nichols | RBC Capital Markets, LLC | Robert W. Baird & Co. Incorporated | $100 | 05-18-2017 |
| Edward James Murphy III | RBC Capital Markets, LLC | UBS Financial Services Inc. | $100 | 10-29-2015 |
| Roger Michael Molatore | RBC Capital Markets, LLC | Morgan Stanley | $150 | 02-10-2012 |
| Larry Emil Vanlaningham | RBC Capital Markets, LLC | Morgan Stanley | $150 | 09-23-2010 |
| Thomas Francis Meagher | RBC Capital Markets, LLC | Morgan Stanley | $150 | 01-15-2010 |
| Marcia Marie Moore-Hull, Christopher Acheson, Christopher Peter Klavins | RBC Capital Markets, LLC | UBS Financial Services Inc. | $150 | 04-09-2009 |
| Geoffrey Francis Hughes | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $200 | 10-25-2019 |
Showing 1 to 24 of 24 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
