Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Kane AssafRaymond James Financial Services, Inc.FDX Capital LLC06-23-2016
Andrew John EckleyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Anthony Carmen MessanoRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC12-17-2019
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Brett Michael PalmquistRaymond James Financial Services, Inc.Hornor, Townsend & Kent, LLC11-09-2015
Brian James CampagnaRaymond James Financial Services, Inc.Hornor, Townsend & Kent, LLC10-25-2019
Calen John KolbRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Chad Evan FenslerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2505-05-2014
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.02-23-2018
Clayton Robert TrenzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-21-2011
Coleman Andrew WebbRaymond James Financial Services, Inc.Key Investment Services LLC11-06-2017
Daniel Alfred DunhamRaymond James Financial Services, Inc.Waddell & Reed$2505-21-2020
Daniel Lee BartoszRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4412-05-2016
Donald Lee Kerr IIIRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
Douglas Scott SouvenirRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2505-20-2016
Dustin Edward MarlettRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2018
James Paul RosatoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-10-2016
Jamey Rae HendricksRaymond James Financial Services, Inc.Principal Securities, Inc.10-27-2014
Jeffrey Meade CapellenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Jeffrey Wayne GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
John F PassagliaRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
John Richard Shepherd IIIRaymond James Financial Services, Inc.Transamerica Capital, Inc.01-09-2020
Jonathan Martin JohansenRaymond James Financial Services, Inc.LPL Financial LLC09-28-2018
Karen Allene OKeefeRaymond James Financial Services, Inc.CUSO Financial Services, L.P.01-18-2012
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.