Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$50008-04-2017
Wade James WesthoffRaymond James Financial Services, Inc.Securian Financial Services, Inc.$50002-02-2017
Leonard Franklin HakeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-24-2016
Sophia Bliablias-GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$50005-20-2016
Jeffrey Meade CapellenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$50005-05-2014
Kelly Ann CorahRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$50001-18-2012
Shannon Kay GrahamRaymond James Financial Services, Inc.Essex National Securities, LLC$50001-18-2012
Oran Eric TeaterRaymond James Financial Services, Inc.RBC Capital Markets, LLC$50004-21-2011
James David FrankRaymond James Financial Services, Inc.Metis Wealth Advisory Group$50012-03-2009
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$44012-05-2016
Kyle Lynn DunningRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$25008-22-2018
William Edward ValentiRaymond James Financial Services, Inc.Metis Wealth Advisory Group$25001-29-2018
Douglas Scott SouvenirRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-20-2016
Chad Evan FenslerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-05-2014
Andrew John EckleyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-05-2014
Kenton Andrew HauxwellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25007-08-2011
Matthew Adam MarrRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$15002-23-2018
William Bryant KeithRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$15010-15-2014
Clayton Robert TrenzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-21-2011
Scott Howard OllerenshawRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$12008-22-2018
Timothy William SmithRaymond James Financial Services, Inc.LPL Financial LLC$10010-18-2019
Tammy Jean Mafara-JacobsRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Jonathan Martin JohansenRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Joel P. FairclothRaymond James Financial Services, Inc.Coldstream Securities, Inc.$10005-25-2016
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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