Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Steven MooreSecurities America, Inc.Nationwide Securities, LLC05-11-2009
Todd Van SmithpeterSecurities America, Inc.StanCorp Equities, Inc.06-15-2010
Richard Raymond RogersSecurities America, Inc.LPL Financial LLC01-22-2013
Kellene Kae PayneSecurities America, Inc.Farmers Financial Solutions, LLC08-20-2014
Celia Miller MuellerSecurities America, Inc.Financial West Group$1010-23-2015
Bryan Edgar BrumleySecurities America, Inc.Financial West Group$5010-23-2015
Teresa Marie BrownSecurities America, Inc.INVEST Financial Corporation$2312-02-2016
Tom Vincent BrattainSecurities America, Inc.SII Investments, Inc.10-17-2017
Nathan Allen BellSecurities America, Inc.SII Investments, Inc.$5010-17-2017
Michael W. PattersonSecurities America, Inc.SII Investments, Inc.$2510-17-2017
Roger Harvey BlytheSecurities America, Inc.SII Investments, Inc.$1410-24-2017
James Winfred ShorrSecurities America, Inc.SII Investments, Inc.10-25-2017
Scott Wayne HamerslySecurities America, Inc.SII Investments, Inc.$20010-26-2017
Diana PlatikaSecurities America, Inc.Signator Investors, Inc.$1811-16-2017
Andrew Charles FrazierSecurities America, Inc.SII Investments, Inc.$5011-27-2017
Greg Norio KimuraSecurities America, Inc.SII Investments, Inc.$2512-02-2017
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017
Melanie Ann MaddenSecurities America, Inc.ProEquities, Inc.$1904-06-2018
Glen Jerrell LutzSecurities America, Inc.Next Financial Group, Inc.$5004-26-2019
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC10-21-2019
David Joseph PetersonSecurities America, Inc.Cetera Advisors LLC$5010-31-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.