Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-10-2019
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-24-2018
Perry Deane StannardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-24-2018
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Mark Chandler SoseyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2507-27-2016
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15007-13-2016
Traci Lynn MurrayStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$15005-05-2016
Robert A LindbloomStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.01-22-2015
Corey David LoxenStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-02-2014
Steven Randall PotterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-16-2013
Jeffrey Michael Wirth Sr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
David Ryhan McdermottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-27-2012
Warren Dean VanotterlooStifel, Nicolaus & Company, IncorporatedPaulson Investment Company LLC04-01-2012
Donald Eugene ShiarlaStifel, Nicolaus & Company, IncorporatedEdward Jones01-30-2012
Kendall Bate AchesonStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-14-2011
Steven James NelsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.02-28-2011
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2011
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Terry Euell MorrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-10-2009
John Palmer WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10010-05-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
Earl Brent TyeStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.05-14-2009
William D SwancuttStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
Mark Bryan LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2009
Ashley Marie MiccicheStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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