Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Ashley Marie MiccicheStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
David George Wilson Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
Mark Bryan LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2009
William D SwancuttStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
Earl Brent TyeStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.05-14-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
John Palmer WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10010-05-2009
Terry Euell MorrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-10-2009
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2011
Steven James NelsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.02-28-2011
Kendall Bate AchesonStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-14-2011
Donald Eugene ShiarlaStifel, Nicolaus & Company, IncorporatedEdward Jones01-30-2012
Warren Dean VanotterlooStifel, Nicolaus & Company, IncorporatedPaulson Investment Company LLC04-01-2012
David Ryhan McdermottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-27-2012
Jeffrey Michael Wirth Sr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
Steven Randall PotterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-16-2013
Corey David LoxenStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-02-2014
Robert A LindbloomStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.01-22-2015
Traci Lynn MurrayStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.$15005-05-2016
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15007-13-2016
Mark Chandler SoseyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2507-27-2016
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-24-2018
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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