Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lee DodsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$5006-10-2019
Angela Marie LyonsStifel, Nicolaus & Company, IncorporatedCetera Investment Services LLC09-17-2012
Antonel UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Ashley M. MiccicheStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
Bianca F. UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-04-2011
Corey David LoxenStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-02-2014
David George Wilson Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
David Ryhan McdermottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-27-2012
Donald Eugene ShiarlaStifel, Nicolaus & Company, IncorporatedEdward Jones$10001-30-2012
Earl Brent TyeStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.05-14-2009
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Frederick Scott WithamStifel, Nicolaus & Company, IncorporatedEdward Jones08-15-2019
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5007-13-2016
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2018
James Scott FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2009
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$15006-10-2019
Jason Patrick FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
Jeffrey Michael Wirth Sr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
John Palmer WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-05-2009
Kendall Bate AchesonStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-14-2011
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Mark Bryan LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.