Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronnie John SotoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-04-2014
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$50006-25-2013
Leopold David AlapontU.S. Bancorp Investments, Inc.Edward Jones$50011-27-2012
Harold Thomas BoucherU.S. Bancorp Investments, Inc.Edward Jones$50005-16-2012
Anton Klemens IIIU.S. Bancorp Investments, Inc.LPL Financial LLC$50010-18-2010
Jan Mark StouberU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50006-30-2010
Dan Craig MclaughlinU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$50005-05-2010
Delynn Michelle OtisU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$25002-02-2018
Edmond Alan MckoneU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-03-2016
Kenneth Michael WachtendorfU.S. Bancorp Investments, Inc.Key Investment Services LLC$25001-30-2012
Shane BoehmU.S. Bancorp Investments, Inc.Fintegra, LLC$25003-21-2011
Michael Everett WilliamsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$25003-22-2010
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-28-2016
Eric Vaughn SligerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15003-14-2016
Magdalena VlaicuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15005-12-2015
Robert M. RubottomU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15007-23-2012
Vaughn Smith Mcguire IIIU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.$15009-14-2010
Garrett Ryan McGinnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$10004-16-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10003-30-2018
Julie M ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC$10012-20-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC$10012-17-2012
Todd Kally BairdU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10004-21-2010
Jesse Thomas NehringU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Vincent Maimboti DhliwayoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Jonathan Michael ThomsonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.07-22-2019
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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