Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paula C JorgensenUBS Financial Services Inc.Ameriprise Financial Services, LLC06-22-2018
John Constantine HarrisonUBS Financial Services Inc.Equitable Advisors, LLC03-03-2015
Mike Clancy Brad Anderson Steve BurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-18-2012
Steven Carlon Burch JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-18-2012
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Terry Earl AllenUBS Financial Services Inc.Morgan Stanley11-19-2015
Ronda Michelle SchleicherUBS Financial Services Inc.Morgan Stanley11-19-2015
James Patrick MeadUBS Financial Services Inc.Morgan Stanley$50005-05-2015
Sean Vincent GabrioUBS Financial Services Inc.Morgan Stanley$20005-05-2015
Scot Francis BerrymanUBS Financial Services Inc.Morgan Stanley05-05-2015
Jeffrey Gordon WeilerUBS Financial Services Inc.Morgan Stanley05-05-2015
Mark Christopher RoukasUBS Financial Services Inc.Morgan Stanley$10012-12-2013
Kathy Lorraine FrazierUBS Financial Services Inc.Morgan Stanley$15011-22-2013
Gregory Drew HogensenUBS Financial Services Inc.Morgan Stanley$15010-28-2013
Carl Randolph JohnsenUBS Financial Services Inc.Morgan Stanley$10010-28-2013
William BeattyUBS Financial Services Inc.Morgan Stanley$15001-27-2011
Richard Brandon HallUBS Financial Services Inc.Raymond James Financial Services, Inc.08-28-2015
Nicholas Timothy SalisburyUBS Financial Services Inc.Waddell & Reed07-09-2012
Gregory Andrew MoserUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-03-2016

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.