Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Terry Earl AllenUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Ronda Michelle SchleicherUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Richard Brandon HallUBS Financial Services Inc.Raymond James Financial Services, Inc.08-28-2015
James Patrick Mead, Sean Vincent Gabrio, Scot Francis Berryman, Jeffrey Gordon WeilerUBS Financial Services Inc.Morgan Stanley$10005-05-2015
Mark Christopher RoukasUBS Financial Services Inc.Morgan Stanley12-12-2013
Gregory Drew Hogensen, Carl Randolph JohnsenUBS Financial Services Inc.Morgan Stanley10-28-2013
Mike Clancy, Brad Anderson, Steve BurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-18-2012
Michael D. ClancyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-18-2012
Steven Carlon Burch Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
James Scott Fleck, Jason Patrick FleckUBS Financial Services Inc.D.A. Davidson & Co.07-14-2011
William BeattyUBS Financial Services Inc.Morgan Stanley$15001-27-2011
William Francis BernerUBS Financial Services Inc.D.A. Davidson & Co.06-10-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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