Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sophia Seow Peng GellenUmpqua Investments, Inc.City National Securities, Inc.03-01-2019
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, LLC10-25-2018
Todd Robert HobsonUmpqua Investments, Inc.BancWest Investment Services, Inc.03-08-2018
David Michael BuddUmpqua Investments, Inc.BancWest Investment Services, Inc.08-10-2017
James Patrick SchaubUmpqua Investments, Inc.Wedbush Securities Inc.01-30-2017
Leo Joseph HullUmpqua Investments, Inc.Morgan Stanley03-24-2015
Pamela Lynn OishiUmpqua Investments, Inc.Cetera Investment Services LLC06-24-2014
Bryan David HaneyUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.$10009-03-2013
Thomas Alan GilbertsonUmpqua Investments, Inc.RBC Capital Markets, LLC10-26-2012
Kristine Jean StawinskiUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-26-2012
William Jean BowlanUmpqua Investments, Inc.Essex National Securities, LLC11-30-2011
Charissa Eilleen AndersonUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2011
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Janet Carole WoodUmpqua Investments, Inc.Cetera Investment Services LLC03-24-2010
Robert A. LindbloomUmpqua Investments, Inc.Edward Jones03-02-2010
Arron Christopher DieterUmpqua Investments, Inc.Cetera Investment Services LLC$2512-11-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$10011-06-2009
Evan Lyle HersheyUmpqua Investments, Inc.Morgan Stanley$5009-18-2009
Omar R. MarquezUmpqua Investments, Inc.Banc of America Investment Services, Inc.08-28-2009
Perry Louis Dulong Jr.Umpqua Investments, Inc.Wells Fargo Investments, LLC08-27-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.08-17-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Daniel John MurphyUmpqua Investments, Inc.Morgan Stanley06-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.