Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
James Patrick SchaubUmpqua Investments, Inc.Wedbush Securities Inc.01-30-2017
Jarrad William SmithUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Leann Renae GilmoreUmpqua Investments, Inc.LPL Financial LLC$109-08-2015
Mark Neale TompkinsUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Mary Elizabeth CaseyUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Leo Joseph HullUmpqua Investments, Inc.Morgan Stanley$15003-24-2015
Bryan David HaneyUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.09-03-2013
Thomas Alan GilbertsonUmpqua Investments, Inc.RBC Capital Markets, LLC10-26-2012
William Jean BowlanUmpqua Investments, Inc.Essex National Securities, LLC11-30-2011
Charissa Eilleen AndersonUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2011
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Janet Carole WoodUmpqua Investments, Inc.Cetera Investment Services LLC03-24-2010
Robert A LindbloomUmpqua Investments, Inc.Edward Jones03-02-2010
Arron Christopher DieterUmpqua Investments, Inc.Cetera Investment Services LLC12-11-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$15011-06-2009
Evan Lyle HersheyUmpqua Investments, Inc.Morgan Stanley09-18-2009
Omar Ricardo MarquezUmpqua Investments, Inc.Banc of America Investment Services, Inc.08-28-2009
Perry Louis Dulong Jr.Umpqua Investments, Inc.Wells Fargo Investments, LLC08-27-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.$50008-17-2009
Daniel John MurphyUmpqua Investments, Inc.Morgan Stanley06-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
William Christopher McshaneUmpqua Investments, Inc.Morgan Stanley$10006-11-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$15006-09-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC$15006-08-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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