Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arron Christopher DieterUmpqua Investments, Inc.Cetera Investment Services LLC$2512-11-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$10011-06-2009
Bryan David HaneyUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.$10009-03-2013
Charissa Eilleen AndersonUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2011
Colleen Fae Van BlaricomUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Daniel John MurphyUmpqua Investments, Inc.Morgan Stanley06-17-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
David Michael BuddUmpqua Investments, Inc.BancWest Investment Services, Inc.08-10-2017
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Dennis Elliot LowenthalUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Donald Charles VanderlaagUmpqua Investments, Inc.Citigroup Global Markets Inc.03-01-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Duane James RodewaldUmpqua Investments, Inc.Citigroup Global Markets Inc.$10004-24-2009
Evan Lyle HersheyUmpqua Investments, Inc.Morgan Stanley$5009-18-2009
James Patrick SchaubUmpqua Investments, Inc.Wedbush Securities Inc.01-30-2017
Janet Carole WoodUmpqua Investments, Inc.Cetera Investment Services LLC03-24-2010
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
John Joseph BacialliUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-17-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-08-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.02-10-2009
Kevin James WilsonUmpqua Investments, Inc.Banc of America Investment Services, Inc.04-17-2009
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.