Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brock Clintion JohnsVoya Financial Advisors, Inc.J.P. Morgan Securities LLC12-04-2015
Charles YuVoya Financial Advisors, Inc.Foresters Financial Services, Inc.09-07-2017
Dean Thomas ParkerVoya Financial Advisors, Inc.ProEquities, Inc.$50010-01-2015
Joseph Patrick MichielsenVoya Financial Advisors, Inc.Waddell & Reed03-23-2017
Kristin Leigh WalterVoya Financial Advisors, Inc.J.P. Morgan Securities LLC05-20-2014
Leslie Ann ScheppegrellVoya Financial Advisors, Inc.Country Capital Management Company10-18-2016
Lori Ann RisbyVoya Financial Advisors, Inc.GWN Securities Inc.$15009-21-2012
Matthew David PetroneVoya Financial Advisors, Inc.AXA Advisors, LLC05-05-2017
Phillip A. CarbajalVoya Financial Advisors, Inc.Cambridge Investment Research, Inc.01-22-2018
Ronan Calceta GaudarioVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23008-11-2009
Samantha J. HumphresVoya Financial Advisors, Inc.Stifel, Nicolaus & Company, Incorporated09-26-2016
Taylor Hendrik Van DoorninckVoya Financial Advisors, Inc.Foresters Financial Services, Inc.02-26-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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