Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia M ItzainaWaddell & ReedJ.P. Morgan Securities LLC06-09-2017
Curtis Caine ShireyWaddell & ReedForesters Financial Services, Inc.05-12-2016
Erica Alikpala CortezWaddell & ReedFidelity Brokerage Services LLC$102-26-2016
Brian Thomas HornWaddell & ReedSomerset Securities, Inc.$2510-13-2015
Christopher John YorgesWaddell & ReedAllstate Financial Services, LLC10-08-2015
Jeffrey Scott StonebergWaddell & ReedEdward Jones08-21-2015
Scott Douglas CramerWaddell & ReedAmeriprise Financial Services, Inc.08-17-2015
Duncan Tyrel SandlinWaddell & ReedAXA Advisors, LLC08-01-2015
Patrick E CrowellWaddell & ReedEdward Jones01-29-2015
Samantha Rae WigginsWaddell & ReedLPL Financial LLC11-18-2013
Christopher Walter RiceWaddell & ReedRBC Capital Markets, LLC10-18-2012
Noah Lewis ZamudioWaddell & ReedForesters Financial Services, Inc.09-27-2012
Johnathon Franklin ThomasWaddell & ReedForesters Financial Services, Inc.07-20-2012
Steven James EstesWaddell & ReedForesters Financial Services, Inc.07-20-2012
Robert Corwin MartinWaddell & ReedMorgan Stanley12-09-2011
Ryan Timothy BeldingWaddell & ReedForesters Financial Services, Inc.$15012-02-2011
Shannon Edna PaulsenWaddell & ReedForesters Financial Services, Inc.12-02-2011
Lonnie Eugene Gieber Jr.Waddell & ReedMorgan Stanley05-31-2011
Erica Alikpala CortezWaddell & ReedEdward Jones$103-10-2011
Edward O. FelanWaddell & ReedEdward Jones$5012-01-2010
Gwendolyn Patricia BestWaddell & ReedCUSO Financial Services, L.P.01-08-2010
Patricia Shannon HeaslerWaddell & ReedUBS Financial Services Inc.07-09-2009
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.$2502-12-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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