Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.$2502-12-2009
Patricia Shannon HeaslerWaddell & ReedUBS Financial Services Inc.07-09-2009
Gwendolyn Patricia BestWaddell & ReedCUSO Financial Services, L.P.01-08-2010
Edward O. FelanWaddell & ReedEdward Jones$5012-01-2010
Erica Alikpala CortezWaddell & ReedEdward Jones$103-10-2011
Lonnie Eugene Gieber Jr.Waddell & ReedMorgan Stanley05-31-2011
Ryan Timothy BeldingWaddell & ReedForesters Financial Services, Inc.$15012-02-2011
Shannon Edna PaulsenWaddell & ReedForesters Financial Services, Inc.12-02-2011
Robert Corwin MartinWaddell & ReedMorgan Stanley12-09-2011
Johnathon Franklin ThomasWaddell & ReedForesters Financial Services, Inc.07-20-2012
Steven James EstesWaddell & ReedForesters Financial Services, Inc.07-20-2012
Noah Lewis ZamudioWaddell & ReedForesters Financial Services, Inc.09-27-2012
Christopher Walter RiceWaddell & ReedRBC Capital Markets, LLC10-18-2012
Samantha Rae WigginsWaddell & ReedLPL Financial LLC11-18-2013
Patrick E CrowellWaddell & ReedEdward Jones01-29-2015
Duncan Tyrel SandlinWaddell & ReedAXA Advisors, LLC08-01-2015
Scott Douglas CramerWaddell & ReedAmeriprise Financial Services, Inc.08-17-2015
Jeffrey Scott StonebergWaddell & ReedEdward Jones08-21-2015
Christopher John YorgesWaddell & ReedAllstate Financial Services, LLC10-08-2015
Brian Thomas HornWaddell & ReedSomerset Securities, Inc.$2510-13-2015
Erica Alikpala CortezWaddell & ReedFidelity Brokerage Services LLC$102-26-2016
Curtis Caine ShireyWaddell & ReedForesters Financial Services, Inc.05-12-2016
Alicia M ItzainaWaddell & ReedJ.P. Morgan Securities LLC06-09-2017

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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