Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trina Marie WhittenWells Fargo Advisors Financial Network, LLCMorgan Stanley12-12-2014
Michael John CostaWells Fargo Advisors Financial Network, LLCMorgan Stanley05-02-2014
Joshua James SnoddyWells Fargo Advisors Financial Network, LLCMorgan Stanley02-14-2014
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-23-2010
Arthur Louis TroutWells Fargo Advisors Financial Network, LLCMorgan Stanley$5012-12-2014
Brandon James BlairWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-02-2014
Richard Donald Lee JrWells Fargo Advisors Financial Network, LLCMorgan Stanley$10005-02-2014
Barbara Alice Hacke ReschWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-02-2014
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
Jason Maurice FinniganWells Fargo Advisors Financial Network, LLCMorgan Stanley$20002-14-2014

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.