Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julien Luca BlanconWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2020
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10001-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Edmond Alan McKoneWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.11-07-2019
Gerald L SteagallWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-01-2019
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Jose Luis Cortez JrWells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Deanna L JueWells Fargo Clearing Services, LLCMorgan Stanley01-22-2018
Duane K HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Edward Michael HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15012-04-2017
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Marc Joseph CabrajaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated07-06-2017
Nathan Donald KinneyWells Fargo Clearing Services, LLCMorgan Stanley06-29-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-30-2017
Caitlin Jean Mc DonaldWells Fargo Clearing Services, LLCForesters Financial Services, Inc.05-10-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Neal GovernorWells Fargo Clearing Services, LLCKey Investment Services LLC04-18-2017
Kathryn Susann McLeodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Mark Eugene FelixWells Fargo Clearing Services, LLCKey Investment Services LLC11-30-2016
Todd Kally BairdWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2508-26-2016
Joseph Ryan ReganWells Fargo Clearing Services, LLCEquitable Advisors, LLC08-24-2016
Marc AlportWells Fargo Clearing Services, LLCMorgan Stanley$6508-05-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.