Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald L. SteagallWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-01-2019
Irena RadziszewskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-04-2014
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Michael James OsborneWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-01-2018
Kimberly Frances PerreiraWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.01-04-2013
George Alan RiemerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-08-2009
Lisa Marie KelsoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-08-2009
Jeremy Rogue VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-30-2009
Roger Eugene VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1002-13-2009
Rocky Joe NorrisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-23-2009
Casey Jay NortonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-23-2009
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Mehrnoosh BrownWells Fargo Clearing Services, LLCEdward Jones02-04-2015
Robert Joseph CaldwellWells Fargo Clearing Services, LLCEdward Jones01-30-2015
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Bradley Wayne HeathWells Fargo Clearing Services, LLCEdward Jones05-09-2014
Brian Matthew SmithWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Garth Macaulay BlakeWells Fargo Clearing Services, LLCEdward Jones$5003-31-2014
Brian Robert HarrisonWells Fargo Clearing Services, LLCEdward Jones12-16-2013
Joel A. GiustiWells Fargo Clearing Services, LLCEdward Jones06-27-2013
Bret Lorin ReinerWells Fargo Clearing Services, LLCEdward Jones08-10-2012
Jeff A. NizichWells Fargo Clearing Services, LLCEdward Jones$2504-02-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.