Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley$2504-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Timothy Reynolds StalsbergWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
Marc Harris AlportWells Fargo Clearing Services, LLCMorgan Stanley02-12-2016
Eric Leland CarmichaelWells Fargo Clearing Services, LLCMorgan Stanley10-14-2013
Scott Frederick StuartWells Fargo Clearing Services, LLCMorgan Stanley03-28-2013
Lisa A TurnerWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2013
Michael Franklin MorrowWells Fargo Clearing Services, LLCMorgan Stanley01-18-2013
Gary Joe WinnWells Fargo Clearing Services, LLCMorgan Stanley$5010-21-2011
Nathan James Vander KleyWells Fargo Clearing Services, LLCMorgan Stanley08-08-2011
Steven Wayne SandersWells Fargo Clearing Services, LLCMorgan Stanley06-15-2011
Neil Guy JaquesWells Fargo Clearing Services, LLCMorgan Stanley$10001-21-2011
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
William Delacour Murphy Jr., Shalene Elise CaldwellWells Fargo Clearing Services, LLCMorgan Stanley$5009-07-2010
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2010
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley12-14-2009
Richard Clark SkrondalWells Fargo Clearing Services, LLCMorgan Stanley11-06-2009
Olga Marie NickoloffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-16-2013
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Tracy Lynn MaltbyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1007-28-2014
Jose L. Cortez Jr.Wells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
Marc Joseph CabrajaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$10007-06-2017
Todd Kally BairdWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2508-26-2016
Rex Raymond SchneiderWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-26-2016
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Showing 26 to 50 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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