Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pil HwangWells Fargo Clearing Services, LLCPhillips & Company Securities Inc.$12008-06-2012
Marc AlportWells Fargo Clearing Services, LLCMorgan Stanley$6508-05-2016
Timothy StalsbergWells Fargo Clearing Services, LLCMorgan Stanley$10004-08-2016
Jane Drew Katherine DrewWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27808-07-2015
Mitchell Rask Christopher Rask Jane MillerWells Fargo Clearing Services, LLCMorgan Stanley$24404-17-2015
Richard Lee Brandon Blair Mike Costa Barbara Hacke ReschWells Fargo Clearing Services, LLCMorgan Stanley$31105-02-2014
Lisa Turner Micheal MurrowWells Fargo Clearing Services, LLCMorgan Stanley$10801-18-2013
Joel Blount Larry Keudell Mike MorrisonWells Fargo Clearing Services, LLCMorgan Stanley$36805-21-2012
Julien Luca BlanconWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2020
Kelly Ray GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10001-08-2020
Tyler G ChildersWells Fargo Clearing Services, LLCRBC Capital Markets, LLC01-08-2020
Edmond Alan McKoneWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.11-07-2019
Gerald L SteagallWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-01-2019
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Jose Luis Cortez JrWells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Deanna L JueWells Fargo Clearing Services, LLCMorgan Stanley01-22-2018
Duane K HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Edward Michael HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15012-04-2017
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Marc Joseph CabrajaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated07-06-2017
Nathan Donald KinneyWells Fargo Clearing Services, LLCMorgan Stanley06-29-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-30-2017
Caitlin Jean Mc DonaldWells Fargo Clearing Services, LLCForesters Financial Services, Inc.05-10-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.