Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey Jay NortonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Rocky Joe NorrisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
George Francis DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Janice Colgate WrightWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
John Anderson SchnieppWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
Phillip G DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Richard Cain MenchWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
Roger Eugene VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$9602-27-2009
Jeremy Rogue VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-16-2009
George Alan RiemerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$8005-08-2009
Lisa M KelsoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-08-2009
Richard Clark SkrondalWells Fargo Clearing Services, LLCMorgan Stanley$8911-06-2009
Ronnie John SotoWells Fargo Clearing Services, LLCWaddell & Reed11-23-2009
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2009
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00003-17-2010
Thomas E Nelson IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-09-2010
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
Mark Brownell ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-12-2010
Michael Todd BartosWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-17-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-27-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-15-2010
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley$1,00012-03-2010
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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