Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Alan Michael RadoulovitchWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-13-2018
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Andres MazabelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2016
Bianca A. WilliamsWells Fargo Clearing Services, LLCMetLife Securities Inc.08-20-2012
Bradley Wayne HeathWells Fargo Clearing Services, LLCEdward Jones05-09-2014
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Bret Lee NorrisWells Fargo Clearing Services, LLCMorgan Stanley06-12-2014
Bret Lorin ReinerWells Fargo Clearing Services, LLCEdward Jones08-10-2012
Brian Matthew SmithWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2009
Brian Robert HarrisonWells Fargo Clearing Services, LLCEdward Jones12-16-2013
Caitlin Jean Mc DonaldWells Fargo Clearing Services, LLCForesters Financial Services, Inc.05-10-2017
Casey Jay NortonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-23-2009
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Crystal Lynn SmithersWells Fargo Clearing Services, LLCKey Investment Services LLC05-28-2013
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley03-17-2010
David Alan McLeanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7509-09-2011
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Deanna L. JueWells Fargo Clearing Services, LLCMorgan Stanley01-22-2018
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Edward M. HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.