Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Jose L. Cortez Jr.Wells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
Michael James OsborneWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-01-2018
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Edward M. HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2017
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-30-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Neal GovernorWells Fargo Clearing Services, LLCKey Investment Services LLC04-18-2017
Kathryn Susann McLeodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Mark Eugene FelixWells Fargo Clearing Services, LLCKey Investment Services LLC11-30-2016
Rex Raymond SchneiderWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-26-2016
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Timothy Reynolds StalsbergWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
Marc Harris AlportWells Fargo Clearing Services, LLCMorgan Stanley02-12-2016
Haley Denise ThomasWells Fargo Clearing Services, LLCGWFS Equities, Inc.06-17-2015
Irena RadziszewskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-04-2014
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Brian Matthew SmithWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Brian Robert HarrisonWells Fargo Clearing Services, LLCEdward Jones12-16-2013
Scott Michael CornettWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-30-2013
Eric Leland CarmichaelWells Fargo Clearing Services, LLCMorgan Stanley10-14-2013
Olga Marie NickoloffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC04-16-2013
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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