Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Pinckney Kellett IvKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Robert Lewallen Porter JrKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$15006-10-2019
Amanda L DodsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$5006-10-2019
Merlin ArborBlue Water WealthCambridge Investment Research, Inc.06-04-2019
Leopold D AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.06-03-2019
Ryan Mason TangvaldThe O.N. Equity Sales CompanyPrincipal Securities, Inc.05-31-2019
Matthew Stephen AsayEdward JonesMorgan Stanley05-31-2019
Kirk Norman MattesonClear Resource Group, LLCCWM, LLC05-28-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, LLC05-24-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019
Dianalyn Renee OBrienCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors05-13-2019
Phillip Victor SwayzeU.S. Bancorp Investments, Inc.Key Investment Services LLC05-13-2019
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Houston Tyler ThomAmeriprise Financial Services, LLCGWN Securities Inc.05-08-2019
Scott Michael MahanKMS Financial Services, Inc.Cetera Advisors LLC05-07-2019
Gregory James ForneroEdward JonesNorthwestern Mutual Investment Services, LLC05-03-2019
Glen Jerrell LutzSecurities America, Inc.Next Financial Group, Inc.$5004-26-2019
David Brian VoydikIAMS Wealth Management, LLCAllstate Financial Services, LLC04-25-2019
Sarah Elise BerryMcGee Wealth Management, Inc.Waddell & Reed04-23-2019
Scott Allan TheodorsonVergePointe Wealth Management, LLCAmeriprise Financial Services, LLC04-22-2019
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.