Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert TorresPark Avenue Securities LLCSageview Advisory Group, LLC07-17-2019
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019
David Eugene SchwartzPrincipal Securities, Inc.NYLIFE Securities LLC07-08-2019
Gregory Todd WarnerVista Wealth Management Group, LLCHines & Warner Wealth Management, LLC07-02-2019
Alvis Earl HinesVista Wealth Management Group, LLCHines & Warner Wealth Management, LLC07-02-2019
Brady John BallVista Wealth Management Group, LLCHINES WARNER WEALTH MANAGEMENT, LLC07-02-2019
Sarah Elizabeth RobinsonVista Wealth Management Group, LLCHINES WARNER WEALTH MANAGEMENT, LLC07-02-2019
Nathan Peter GraffLPL Financial LLCWells Fargo Clearing Services, LLC07-01-2019
Ricky Alan SanfordHarbor Financial Services, LLCCetera Investment Services LLC$2507-01-2019
Richard Douglas GannDFPG Investments, LLCStira Capital Markets Group, LLC07-01-2019
Michelle Renee GarvensPark Avenue Securities LLCAXA Advisors, LLC06-28-2019
Daniel Lynn VandergriffCS Planning CorpFidelity Personal and Workplace Advisors06-24-2019
Joseph Johnson BautistaGrow With Joe, LLCFirst Command Advisory Services06-24-2019
Jason Edward KlinedinstAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2019
James Pinckney Kellett IVKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Robert Lewallen Porter Jr.Kingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$15006-10-2019
Amanda Lee DodsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$5006-10-2019
Merlin ArborBlue Water WealthCambridge Investment Research, Inc.06-04-2019
Leopold D. AlapontCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.06-03-2019
Ryan Mason TangvaldThe O.N. Equity Sales CompanyPrincipal Securities, Inc.05-31-2019
Matthew Stephen AsayEdward JonesMorgan Stanley05-31-2019
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.