Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Michael HeinFidelity Brokerage Services LLCFisher Investments08-21-2019
Douglas Alan PhelpsAvantax Investment Services, Inc.Bankers Life Securities, Inc.08-20-2019
Brittany Elaine CrossD.A. Davidson & Co.First Heartland Capital, Inc.08-19-2019
Scott Witham Stifel, Nicolaus & Company, IncorporatedEdward Jones$4108-15-2019
Frederick Scott WithamStifel, Nicolaus & Company, IncorporatedEdward Jones08-15-2019
John Peter SchmickMML Investors Services, LLCPruco Securities, LLC.08-13-2019
Ronald Scott HuttonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-12-2019
Katherine Jane PhillipsConfluence Wealth Management LLCWells Fargo Clearing Services, LLC08-09-2019
Brady Alan JacobsenJ.P. Morgan Securities LLCPruco Securities, LLC.08-07-2019
Jonathan Charles LanningKMS Financial Services, Inc.Cetera Advisors LLC08-06-2019
Dirk Gregory DegrootUnited Planners' Financial Services of America A Limited PartnerCetera Advisors LLC08-05-2019
Nathaniel Arthur PalmerFirst Republic Securities Company, LLCJefferies LLC08-01-2019
Adriel John GainesKMS Financial Services, Inc.Cetera Advisors LLC07-31-2019
Matthew Lawrence WittenMML Investors Services, LLCNYLIFE Securities LLC07-23-2019
Krista M Van SickleU.S. Bancorp Investments, Inc.Financial Advocates Investment Management07-23-2019
William Eugene Lusby JrCUNA Brokerage Services, Inc.SunTrust Advisory Services, Inc.$907-17-2019
John Robert TorresPark Avenue Securities LLCSageview Advisory Group, LLC07-17-2019
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
Vicki Lee MoffattPFS Investments Inc.Independent Financial Group, LLC07-11-2019
David Eugene SchwartzPrincipal Securities, Inc.NYLIFE Securities LLC07-08-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019
Edward Roy ClarkCalton & Associates, Inc.Capital Financial Services, Inc.07-02-2019
Gregory Todd WarnerVista Wealth Management Group, LLCHines & Warner Wealth Management, LLC07-02-2019
Alvis Earl Hines JrVista Wealth Management Group, LLCHines & Warner Wealth Management, LLC07-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.