Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul David McConkeyLaSalle St Securities, L.L.C.Cadaret, Grant & Co., Inc.$5005-15-2020
Christine Marie BrookinsSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
Jennifer Corbit CalabroAmeriprise Financial Services, LLCCetera Investment Advisers LLC$2505-01-2020
James Uriel MarreroAmerican Portfolios Financial Services, Inc.BCG Securities, Inc.$2505-01-2020
Frank MartinoH. Beck, Inc.Cambridge Investment Research, Inc.04-15-2020
Tuan Huu NguyenRockefeller Financial LLCJ.P. Morgan Securities LLC$2504-15-2020
Eric Brandon NaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-15-2020
Martha J. GillespiePNC InvestmentsCitizens Securities, Inc.04-14-2020
Gary Allen ClarkNYLIFE Securities LLCNationwide Securities, LLC04-10-2020
Alexander Haab NikpourAlmanack Investment PartnersWells Fargo Clearing Services, LLC04-09-2020
Harry Samuel ForstCapital AnalystsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Garrett Gustave GilletteCUNA Brokerage Services, Inc.Citizens Securities, Inc.04-06-2020
James C. CoughlinSantander Securities LLCCitizens Securities, Inc.04-03-2020
Justin P JonesSantander Securities LLCEdward Jones04-03-2020
Richard Seifert ColeCharles Schwab & Co., Inc.PNC Investments$15004-03-2020
William H. Hecklick IIIAmeriprise Financial Services, LLCWesBanco Securities, Inc.04-03-2020
Jason Ryan SalmonEdward JonesCharles Schwab & Co., Inc.04-03-2020
Kevin J. JonesCetera Investment Services LLCWells Fargo Clearing Services, LLC04-02-2020
Steven Paul FetterhoffCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-02-2020
Derek EvansPFS Investments Inc.PFS Investments Inc.04-02-2020
Jeffrey Allen WestCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-01-2020
James ZahakosLPL Financial LLCVoya Financial Advisors, Inc.03-31-2020
Cody R. DemmelMorton Brown Family Wealth LLCJanney Montgomery Scott LLC03-31-2020
Edward Joseph DorseyOppenheimer & Co. Inc.Legend Advisory, LLC03-30-2020
Isaac Douglas JonesOdyssey Capital Advisors Inc.Equity Services, Inc.03-27-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.