Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Daniel LevichVanguard Advisers, Inc.Citizens Securities, Inc.10-09-2020
Paul James RitchieCetera Advisor Networks LLCWheatland Advisors Inc$5010-08-2020
Robert Jude RussoliCetera Advisor Networks LLCWheatland Advisors Inc$10010-08-2020
Matthew James PruittThe Wealth Consulting GroupCitizens Securities, Inc.10-02-2020
Seamus MaccroryStifel, Nicolaus & Company, IncorporatedSantander Securities LLC09-30-2020
Travis Matthew OConnorAmeriprise Financial Services, LLCCapital Analysts09-30-2020
Marcus Richard LuccheseCitizens Securities, Inc.Santander Securities LLC09-29-2020
Matthew Patrick ArnoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Gentian PlakuSoFi Wealth LLCPNC Investments09-29-2020
Mohammed ZubairuHoopoe AdvisorsSantander Securities LLC09-28-2020
Ronald Irvin Stiles IIILincoln Financial Advisors CorporationM&T Securities, Inc.$2509-25-2020
Robert David BantleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-25-2020
Thomas Alan BarkumeMcDermott Investment Services, LLCPrimex$5009-24-2020
Geoffrey Alan JapchenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-24-2020
Matthew Eric StockburgerVanguard Marketing CorporationLincoln Investment09-24-2020
Keith William LeboM&T Securities, Inc.Wells Fargo Clearing Services, LLC09-24-2020
Joshua StaphJ.P. Morgan Securities LLCEdward Jones09-23-2020
Jonathan Pike WoolleyVanguard Marketing CorporationAmeriprise Financial Services, LLC09-22-2020
Peter David KellyPruco Securities, LLC.BB&T Securities, LLC09-22-2020
Benjamin Gordon WhiteCitizens Securities, Inc.Ameriprise Financial Services, LLC09-22-2020
Charles Calogero LociceroVanguard Advisers, Inc.Pruco Securities, LLC.09-19-2020
Janine WallaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-18-2020
Scott Michael MartinWealthcare Advisory Partners LLCAvantax Advisory Services09-17-2020
Mary Beth ParkerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-16-2020
Matthew Scott BagellLPL Financial LLCKestra Advisory Services, LLC09-15-2020
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Showing 1 to 25 of 4,887 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.