Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.06-04-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Timothy Francis O'Donovan Jr.B. Riley Wealth ManagementRaymond James & Associates, Inc.$15006-03-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
William Rustin SeyleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-07-2019
Stephen Michael TroutmanTroutman Wealth ManagementLion Street Financial, LLC05-06-2019
Timothy Francis HickeyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2019
Frank Anthony LoprestiBeaconsfield Financial Services, Inc.H.D. Vest Investment Services05-01-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Stuart Farrell EttingoffJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$15004-26-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments$5004-25-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Michelle Leanne FordLifelong Retirement CorpWoodbury Financial Services, Inc.04-15-2019
Brian Matthew OsbornH. Beck, Inc.Summit Advisors, LLC$104-10-2019
Ronald Brian SnyderCadaret, Grant & Co., Inc.Securities America, Inc.$5004-10-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Jaden R. VolchoffHornor, Townsend & Kent, LLCPark Avenue Securities LLC04-03-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Anthony A LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.$103-25-2019
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Showing 1 to 25 of 5,362 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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