Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.09-14-2010
Douglas Lee HallAPW Capital, Inc.1st Global Advisors Inc01-03-2013
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.11-11-2013
Geraldine Lorraine Cherrey DiamondCambridge Investment Research, Inc.1st Global Capital Corp.03-18-2013
Keith M PrybylskiTD Ameritrade Investment Management, LLCAbbey Capital (US) LLC05-27-2015
Jenny M MitchellMorgan StanleyAberdeen Fund Distributors, LLC03-01-2014
Benjamin Paul BurkleyHefren-Tillotson, Inc.Absolute Capital Management, LLC10-14-2015
Scott Wayne ReedCoastal Equities, Inc.Accelerated Capital Group11-10-2015
Ikechukwu Uzoma Pius-NwagwuVALIC Financial Advisors, Inc.ADP Broker-Dealer, Inc.09-23-2016
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.$102-18-2011
Marco Antonio Maldonado Jr.Wells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.03-17-2010
John Ernest Paull IICambridge Investment Research, Inc.Advantage Investment Management, LLC10-06-2015
Jonathan Dexter PolsonMerCap Securities LLCAdvantage Investment Management, LLC05-22-2014
Pamela Kay CioccioAXA Advisors, LLCAE Wealth Management, LLC07-06-2017
Edward Thomas LynchState Farm VP Management Corp.Aegis Capital Corp.07-28-2015
Joseph F RossettiMetLife Securities Inc.Aegis Capital Corp.07-09-2015
Gregory William RickerIndependent Financial Group, LLCAegis Capital Corp.$2512-12-2014
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
Dean John ProzzolyInfinex Investments, Inc.Allegheny Investments, Ltd.$5012-05-2016
Charles Joseph WazeneggerAmeriprise Financial Services, Inc.Allegheny Investments, Ltd.04-19-2016
Carol Karnell LampeConcert Wealth ManagementAllegheny Investments, Ltd.11-11-2014
Michael Christopher KonopelskiTriad Advisors LLCAllegheny Investments, Ltd.10-14-2014
Next Page »

Showing 1 to 25 of 5,377 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.