Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
Ikechukwu Uzoma Pius-NwagwuVALIC Financial Advisors, Inc.ADP Broker-Dealer, Inc.09-23-2016
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
Jeannette Constance HoldenFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
William Dennis EspositoFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
Shawn Ray SeilbackFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Thomas JoyceFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Daniel Coffman HostetlerFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Joseph HornickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Lisa Harris ObrienFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Frank Carl SherickFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Gary Steven GreeneFSC Securities CorporationAdvantage Capital Corporation02-27-2009
John Ernest Paull IICambridge Investment Research, Inc.Advantage Investment Management, LLC10-06-2015
Edward Thomas LynchState Farm VP Management Corp.Aegis Capital Corp.07-28-2015
Gregory William RickerIndependent Financial Group, LLCAegis Capital Corp.12-12-2014
Michael Joseph SicuranzaMerCap Securities LLCAffinity Wealth Management LLC$7811-30-2017
Brendan John McPoyleMerCap Securities LLCAffinity Wealth Management LLC$2511-30-2017
Michael Anthony PappisAmity Financial PlanningAllegheny Investments, Ltd.06-27-2019
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
Dean John ProzzolyInfinex Investments, Inc.Allegheny Investments, Ltd.12-05-2016
John Frederick BrightBeaconsfield Financial Services, Inc.Allegheny Investments, Ltd.$1003-02-2009
Adam C. GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.02-06-2009
Ryan Edward NicholsAllstate Financial Services, LLCAllstate Distributors, L.L.C.03-03-2014
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Showing 1 to 25 of 4,067 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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