Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
Jerry Blaine McQueenCAPTRUST60 WEST ADVISORS, LLC04-29-2019
William SchultzCAPTRUST60 West Advisors, LLC04-29-2019
Randel Guerra Morris JrFidelity Brokerage Services LLCAbsolute Capital Management, LLC02-13-2017
Ikechukwu Uzoma Pius-NwagwuVALIC Financial Advisors, Inc.ADP Broker-Dealer, Inc.09-23-2016
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
Gregory William RickerIndependent Financial Group, LLCAegis Capital Corp.$2512-12-2014
Lisa Marie StrohmGood Life Advisors, LLCAgili, P.C.12-04-2015
Stephen John AveryVoya Financial Advisors, Inc.AIG Capital Services, Inc.08-28-2017
Michael Anthony PappisAmity Financial PlanningAllegheny Investments, Ltd.06-27-2019
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
Robert Allen Stroud JrInfinity Financial ServicesAllegheny Investments, Ltd.$5004-11-2017
Dean John ProzzolyInfinex Investments, Inc.Allegheny Investments, Ltd.$5012-05-2016
John Frederick BrightBeaconsfield Financial Services, Inc.Allegheny Investments, Ltd.03-02-2009
Allen Mark BrittellCambridge Investment Research, Inc.Allstate Financial Services, LLC07-07-2020
Craig Pyott ConstableCitizens Securities, Inc.Allstate Financial Services, LLC12-19-2019
Steven Greg TrojanovPruco Securities, LLC.Allstate Financial Services, LLC12-10-2019
Ellis Jay WeissPruco Securities, LLC.Allstate Financial Services, LLC$2509-04-2019
Robert Albert RelitzHorace Mann Investors, Inc.Allstate Financial Services, LLC01-15-2019
Juan L Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Chad Vaughn RosensteelEdward JonesAllstate Financial Services, LLC12-18-2017
Richard William McKeeEdward JonesAllstate Financial Services, LLC02-17-2017
Robert Carl Orbin JrCetera Advisor Networks LLCAllstate Financial Services, LLC$2708-19-2016
Michael Anthony DAvellaTucker Asset Management LLCAllstate Financial Services, LLC01-21-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.