Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.$1009-14-2010
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.$3102-06-2019
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.11-11-2013
Geraldine L. Cherrey DiamondCambridge Investment Research, Inc.1st Global Capital Corp.03-18-2013
Douglas Lee HallAPW Capital, Inc.1st Global Capital Corp.$5001-03-2013
Keith PrybylskiTD Ameritrade Investment Management, LLCAbbey Capital (US) LLC05-27-2015
Jenny M. MitchellMorgan StanleyAberdeen Fund Distributors, LLC03-01-2014
Todd Alexander LittleNational Planning CorporationAberdeen Fund Distributors, LLC03-21-2011
Randel Guerra Morris Jr.Fidelity Brokerage Services LLCAbsolute Capital Management, LLC02-13-2017
Benjamin P. BurkleyHefren-Tillotson, Inc.Absolute Capital Management, LLC10-14-2015
Scott Wayne ReedCoastal Equities, Inc.Accelerated Capital Group11-10-2015
Ikechukwu Uzoma Pius-NwagwuVALIC Financial Advisors, Inc.ADP Broker-Dealer, Inc.09-23-2016
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
John Ernest Paull IICambridge Investment Research, Inc.Advantage Investment Management, LLC10-06-2015
Thomas Edward EaglehouseRetirement Wealth Advisors, Inc.Advice & Planning Services LLC04-19-2017
Frank Vincent Sapareto Jr.Fortune Financial Services, Inc.Advisory Group Equity Services Ltd.01-02-2019
Pamela Kay CioccioAXA Advisors, LLCAE Wealth Management, LLC07-06-2017
Edward Thomas LynchState Farm VP Management Corp.Aegis Capital Corp.07-28-2015
Joseph F. RossettiMetLife Securities Inc.Aegis Capital Corp.07-09-2015
Gregory William RickerIndependent Financial Group, LLCAegis Capital Corp.$5012-12-2014
Michael Joseph SicuranzaMerCap Securities, LLCAffinity Wealth Management LLC$7811-30-2017
Brendan John McPoyleMerCap Securities, LLCAffinity Wealth Management LLC$2511-30-2017
Lisa Marie StrohmGood Life Advisors, LLCAgili, P.C.12-04-2015
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Showing 1 to 25 of 7,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.