Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC$2508-13-2012
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Arlene Merle NeffA. Neff Associates LLCPeter Elish Investments Securities12-04-2017
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Timothy Neil DeeryAdare Asset Management, LLCDearden, Maguire, Weaver & Barrett, LLC12-09-2009
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation07-31-2012
THOMAS EDWARD EAGLEHOUSEAdvice & Planning Services LLCGlobal Financial Private Capital, LLC05-20-2016
Anthony A LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.$103-25-2019
Thomas Glenn RutherfordAlbemarle Capital ManagementM Holdings Securities, Inc.05-05-2009
Ryan A ThompsonAlderman & AssociatesEdward Jones04-29-2011
James Jonathon RamboAllegheny Investments, Ltd.Northwestern Mutual Investment Services, LLC08-18-2016
Dean John ProzzolyAllegheny Investments, Ltd.Wells Fargo Advisors Financial Network, LLC04-12-2013
Donald Louis Balla Jr.Allegheny Investments, Ltd.Cetera Advisor Networks LLC04-12-2013
Sheryl A KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Matthew Daniel KellyAllegheny Investments, Ltd.Lincoln Financial Advisors Corporation$105-25-2010
Richard Kevin GuernseyAllegheny Investments, Ltd.Hefren-Tillotson, Inc.10-23-2009
Robert Francis HartAllianceBernstein L.P.PNC Investments05-12-2016
Alexander B. SchwartzAllstate Financial Services, LLCPark Avenue Securities LLC07-03-2018
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Robert Michael CormellAllstate Financial Services, LLCPark Avenue Securities LLC$1009-14-2017
Susan L PainterAllstate Financial Services, LLCHorace Mann Investors, Inc.08-29-2017
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Showing 1 to 25 of 5,372 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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