Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heath Gary Goldstein1st Financial Investment, Inc.Calton & Associates, Inc.05-17-2016
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Timothy Neil DeeryAdare Asset Management, LLCDearden, Maguire, Weaver & Barrett, LLC12-09-2009
James Murray Paul IIIAdvantage Investment Management, LLCNational Planning Corporation07-31-2012
Ryan D. NaugleAdvice & Planning Services LLCG.F. Investment Services, LLC05-20-2016
Anthony W LorencAdvisory Group Equity Services Ltd.IBN Financial Services, Inc.03-25-2019
Thomas Glenn RutherfordAlbemarle Capital ManagementMFP Strategies05-05-2009
Ryan A ThompsonAlderman & AssociatesEdward Jones04-29-2011
Bryan David HooverAllegheny Investments, Ltd.Fragasso Financial Advisors$2503-31-2017
James Jonathan RamboAllegheny Investments, Ltd.Northwestern Mutual Investment Services, LLC08-18-2016
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Matthew Daniel KellyAllegheny Investments, Ltd.Lincoln Financial Advisors Corporation05-25-2010
Richard Kevin GuernseyAllegheny Investments, Ltd.Hefren-Tillotson, Inc.10-23-2009
Robert Francis HartAllianceBernstein L.P.PNC Investments05-12-2016
Daniel Erik ComerAllstate Financial Services, LLCPruco Securities, LLC.01-12-2018
Robert Michael CormellAllstate Financial Services, LLCPark Avenue Securities LLC$1009-14-2017
Margaret M. WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Myron Lee NordinAllstate Financial Services, LLCGladstone Wealth Group02-14-2017
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Showing 1 to 25 of 4,075 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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