Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles James Galat Jr1st Financial Investment, Inc.Calton & Associates, Inc.05-24-2016
Colby Eric Perkins2Adapt Investment Advisory, LLCAndrew Garrett Inc.02-09-2011
Louis Clay Fancher Iii46 Peaks Investment Advisory GroupM Holdings Securities, Inc.02-14-2020
Brad Kenneth Heindel46 Peaks Investment Advisory GroupM Holdings Securities, Inc.02-14-2020
Jodi Michele Amos4Rivers Wealth Management LLCCommonwealth Advisory Group, Ltd.01-31-2020
Newlin Van Kirk Archinal4Rivers Wealth Management LLCBPU Investment Management Inc.01-14-2020
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Ronald Theodore Smith4th River Financial Group, Inc.PFS Investments Inc.03-19-2009
Nathan William Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Craig Alan Thompson4th River Financial Group, Inc.PFS Investments Inc.03-16-2009
Nick GuidaA Better Way Financial, LLCRetirement Wealth Advisors, Inc.08-21-2019
Laura Marie MorganelliAbacus Wealth PartnersValley National Investments, Inc.09-08-2015
Scott Matthew FrielAbsolute Capital Management, LLCThe Pacific Financial Group, Inc.11-26-2019
Taylor Scott VenanziActivate Wealth LLCVicus Capital, Inc.10-21-2019
Timothy Neil DeeryAdare Asset Management, LLCDearden, Maguire, Weaver & Barrett, LLC12-09-2009
Ryan D NaugleAdvice & Planning Services LLCG.F. Investment Services, LLC$2505-20-2016
R Ryan McKinneyAdvisors Capital Management, LLCStratos Wealth Partners, Ltd12-07-2017
Gregory Harris SteinAdvisory Services NetworkRSM US Wealth Management LLC09-14-2018
Dylan Timothy WarfieldAE Wealth Management, LLCProEquities, Inc.06-10-2020
James Elmer KellerAE Wealth Management, LLCTD Ameritrade, Inc.06-28-2019
Jeffrey Scott Beyer JrAE Wealth Management, LLCUSA Financial Securities Corporation03-01-2019
Sean Kimball ClarkAE Wealth Management, LLCBrokers International Financial Services, LLC.05-17-2018
Steven Joseph TotoAE Wealth Management, LLCThe Retirement Group, LLC02-26-2018
Simon John RogersAE Wealth Management, LLCAlphaStar Capital Management, LLC07-18-2017
Thomas Glenn RutherfordAlbemarle Capital ManagementMFP Strategies$15005-05-2009
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Showing 1 to 25 of 4,887 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.